The significant problems we face cannot be solved at the sane level of thinking we were at when created them.
A paradigm shift
is taking hold in American higher education. In its briefest form, the
paradigm that has governed our colleges is this: A college is an
institution that exists to provide instruction. Subtly but profoundly
we are shifting to a new paradigm: A college is an institution that
exists to produce learning. This shift changes everything. It is both
needed and wanted.
We call the
traditional, dominant paradigm the "Instruction Paradigm." Under it,
colleges have created complex structures to provide for the activity of
teaching conceived primarily as delivering 50-minute lectures--the
mission of a college is to deliver instruction.
Now, however, we are
beginning to recognize that our dominant paradigm mistakes a means for
an end. It takes the means or method--called "instruction" or
"teaching"--and makes it the college's end or purpose. To say that the
purpose of colleges is to provide instruction is like saying that
General Motors' business is to operate assembly lines or that the
purpose of medical care is to fill hospital beds. We now see that our
mission is not instruction but rather that of producing learning with
every student by whatever means work best.
The shift to a
"Learning Paradigm" liberates institutions from a set of difficult
constraints. Today it is virtually impossible for them to respond
effectively to the challenge of stable or declining budgets while
meeting the increasing demand for postsecondary education from
increasingly diverse students. Under the logic of the Instruction
Paradigm, colleges suffer from a serious design flaw: it is not
possible to increase outputs without a corresponding increase in costs,
because any attempt to increase outputs without increasing resources is
a threat to quality. If a college attempts to increase its productivity
by increasing either class sizes or faculty workloads, for example,
academics will be quick to assume inexorable negative consequences for
educational quality.
Just as importantly,
the Instruction Paradigm rests on conceptions of teaching that are
increasingly recognized as ineffective. As Alan Guskin pointed out in a
September/October 1994 Change article
premised on the shift from teaching to learning, "the primary learning
environment for undergraduate students, the fairly passive
lecture-discussion format where faculty talk and most students listen,
is contrary to almost every principle of optimal settings for student
learning." The Learning Paradigm ends the lecture's privileged
position, honoring in its place whatever approaches serve best to
prompt learning of particular knowledge by particular students.
The Learning Paradigm
also opens up the truly inspiring goal that each graduating class
learns more than the previous graduating class. In other words, the
Learning Paradigm envisions the institution itself as a learner--over
time, it continuously learns how to produce more learning with each
graduating class, each entering student.
For many of us, the
Learning Paradigm has always lived in our hearts. As teachers, we want
above all else for our students to learn and succeed. But the heart's
feeling has not lived clearly and powerfully in our heads. Now, as the
elements of the Learning Paradigm permeate the air, our heads are
beginning to understand what our hearts have known. However, none of us
has yet put all the elements of the Learning Paradigm together in a
conscious, integrated whole.
Lacking such a vision,
we've witnessed reformers advocate many of the new paradigm's elements
over the years, only to see few of them widely adopted. The reason is
that they have been applied piecemeal within the structures of a
dominant paradigm that rejects or distorts them. Indeed, for two
decades the response to calls for reform from national commissions and
task forces generally has been an attempt to address the issues within
the framework of the Instruction Paradigm. The movements thus generated
have most often failed, undone by the contradictions within the
traditional paradigm. For example, if students are not learning to
solve problems or think critically, the old logic says we must teach a
class in thinking and make it a general education requirement. The
logic is all too circular: What students are learning in the classroom
doesn't address their needs or ours; therefore, we must bring them back
into another classroom and instruct them some more. The result is never
what we hope for because, as Richard Paul, director of the Center for
Critical Thinking observes glumly, "critical thinking is taught in the
same way that other courses have traditionally been taught, with an
excess of lecture and insufficient time for practice."
To see what the
Instruction Paradigm is we need only look at the structures and
behaviors of our colleges and infer the governing principles and
beliefs they reflect. But it is much more difficult to see the Learning
Paradigm, which has yet to find complete expression in the structures
and processes of any college. So we must imagine it. This is what we
propose to do here. As we outline its principles and elements, we'll
suggest some of their implications for colleges--but only some, because
the expression of principles in concrete structures depends on
circumstances. It will take decades to work out many of the Learning
Paradigm's implications. But we hope here that by making it more
explicit we will help colleagues to more fully recognize it and
restructure our institutions in its image.
That such a
restructuring is needed s beyond question: the gap between what we say
we want of higher education and what its structures provide has never
been wider. To use a distinction made by Chris Argyris and Donald
Schon, the difference between our espoused theory and our theory-in-use
is becoming distressingly noticeable. An "espoused theory," readers
will recall, is the set of principles people offer to explain their
behavior; the principles we can infer from how people or their
organizations actually behave is their "theory-in-use." Right now, the
Instruction Paradigm is our theory-in-use, yet the espoused theories of
most educators more closely resemble components of the Learning
Paradigm. The more we discover about how the mind works and how
students learn, the greater the disparity between what we say and what
we do. Thus so many of us feel increasingly constrained by a system
increasingly at variance with what we believe. To build the colleges we
need for the 21st century--to put our minds where our hearts are, and
rejoin acts with beliefs--we must consciously reject the instruction
Paradigm and restructure what we do on the basis of the Learning
Paradigm.
THE PARADIGMS
When comparing alternative paradigms, we must
take care: the two will seldom be as neatly parallel as our summary
chart suggests (see pages 16 and 17). A paradigm is like the rules of a
game: one of the functions of the rules is to define the playing field
and domain of possibilities on that field. But a new paradigm may
specify a game played on a larger or smaller field with a larger or
smaller domain of legitimate possibilities. Indeed, the Learning
Paradigm expands the playing field and domain of possibilities and it
radically changes various aspects of the game. In the Instruction
Paradigm, a specific methodology determines the boundary of what
colleges can do; in the Learning Paradigm, student learning and success
set the boundary. By the same token, not all elements of the new
paradigm are contrary to corresponding elements of the old; the new
includes many elements of the old within its larger domain of
possibilities. The Learning Paradigm does not prohibit lecturing, for
example. Lecturing becomes one of many possible methods, all evaluated
on the basis of their ability to promote appropriate learning.
In describing the shift from an Instruction
to a Learning Paradigm, we limit our address in this article to
undergraduate education. Research and public service are important
functions of colleges and universities but lie outside the scope of the
present discussion. Here, as in our summary chart, we'll compare the
two paradigms along six dimensions: mission and purposes, criteria for
success, teaching/learning structures, learning theory, productivity
and funding, and nature of roles.
MISSION AND PURPOSES
In the Instruction Paradigm, the mission of
the college is to provide instruction, to teach. The method and the
product are one and the same. The means is the end. In the Learning
Paradigm, the mission of the college is to produce learning. The method
and the product are separate. The end governs the means.
Some educators may be uncomfortable with the
verb "produce." We use it because it so strongly connotes that the
college takes responsibility for learning. The point of saying that
colleges are to produce learning--not provide, not support, not
encourage--is to say, unmistakably, that they are responsible for the
degree to which students learn. The Learning Paradigm shifts what the
institution takes responsibility for: from quality instruction
(lecturing, talking) to student learning. Students, the co-producers of
learning, can and must, of course, take responsibility for their own
learning. Hence, responsibility is a win-win game wherein two agents
take responsibility for the same outcome even though neither is in
complete control of all the variables. When two agents take such
responsibility, the resulting synergy produces powerful results.
The idea that colleges cannot be responsible
for learning flows from a disempowering notion of responsibility. If we
conceive of responsibility as a fixed quantity in a zero-sum game, then
students must take responsibility for their own learning, and no one
else can. This model generates a concept of responsibility capable of
assigning blame but not of empowering the most productive action. The
concept of responsibility as a framework for action is quite different:
when one takes responsibility, one sets goals and then acts to achieve
them, continuously modifying one's behavior to better achieve the
goals. To take responsibility for achieving an outcome is not to
guarantee the outcome, nor does it entail the complete control of all
relevant variables; it is to make the achievement of the outcome the
criterion by which one measures one's own efforts. In this sense, it is
no contradiction to say that students, faculty, and the college as an
institution can all take responsibility for student learning.
In the Learning Paradigm, colleges take
responsibility for learning at two distinct levels. At the
organizational level, a college takes responsibility for the aggregate
of student learning and success. Did, for example, the graduating
class's mastery of certain skills or knowledge meet our high, public
standards for the award of the degree? Did the class's knowledge and
skills improve over those of prior classes? The college also takes
responsibility at the individual level, that is, for each individual
student's learning. Did Mary Smith learn the chemistry we deem
appropriate for a degree in that field? Thus, the institution takes
responsibility for both its institutional outcomes and individual
student outcomes.
Turning now to more specific purposes, in the
Instruction Paradigm, a college aims to transfer or deliver knowledge
from faculty to students; it offers courses and degree programs and
seeks to maintain a high quality of instruction within them, mostly by
assuring that faculty stay current in their fields. If new knowledge or
clients appear, so will new course work. The very purpose of the
Instruction Paradigm is to offer courses.
In the Learning Paradigm, on the other hand,
a college's purpose is not to transfer knowledge but to create
environments and experiences that bring students to discover and
construct knowledge for themselves, to make students members of
communities of learners that make discoveries and solve problems. The
college aims, in fact, to create a series of ever more powerful
learning environments. The Learning Paradigm does not limit
institutions to a single means for empowering students to learn; within
its framework, effective learning technologies are continually
identified, developed, tested, implemented, and assessed against one
another. The aim in the Learning Paradigm is not so much to improve the
quality of instruction--although that is not irrelevant--as it is to
improve continuously the quality of learning for students individually
and in the aggregate.
Under the older paradigm, colleges aimed to
provide access to higher education, especially for historically
under-represented groups such as African-Americans and Hispanics. Too
often, mere access hasn't served students well. Under the Learning
Paradigm, the goal for under-represented students (and all students)
becomes hot simply access but success. By "success" we mean the
achievement of overall student educational objectives such as earning a
degree, persisting in school, and learning the "right" things--the
skills and knowledge that will help students to achieve their goals in
work and life. A Learning Paradigm college, therefore, aims for
ever-higher graduation rates while maintaining or even increasing
learning standards.
By shifting the intended institutional
outcome from teaching to learning, the Learning Paradigm makes possible
a continuous improvement in productivity. Whereas under the instruction
Paradigm a primary institutional purpose was to optimize faculty
well-being and success--including recognition for research and
scholarship--in the Learning Paradigm a primary drive is to produce
learning outcomes more efficiently. The philosophy of an Instruction
Paradigm college reflects the belief that it cannot increase learning
outputs without more resources, but a Learning Paradigm college expects
to do so continuously. A Learning Paradigm college is concerned with
learning productivity, not teaching productivity.
CRITERIA FOR SUCCESS
Under the Instruction Paradigm, we judge our
colleges by comparing them to one another. The criteria for quality are
defined in terms of inputs and process measures. Factors such as
selectivity in student admissions, number of PhDs on the faculty, and
research reputation are used to rate colleges and universities.
Administrators and boards may look to enrollment and revenue growth and
the expansion of courses and programs. As Guskin put it, "We are so
wedded to a definition of quality based on resources that we find it
extremely difficult to deal with the results of our work, namely
student learning."
The Learning Paradigm necessarily
incorporates the perspectives of the assessment movement. While this
movement has been under way for at least a decade, under the dominant
Instruction Paradigm it has not penetrated very far into normal
organizational practice. Only a few colleges across the country
systematically assess student learning outcomes. Educators in
California community colleges always seem to be surprised when they
hear that 45 percent of first-time fall students do not return in the
spring and that it takes an average of six years for a student to earn
an associate's (AA) degree. The reason for this lack of outcomes
knowledge is profoundly simple: under the Instruction Paradigm, student
outcomes are simply irrelevant to the successful functioning and
funding of a college.
Our faculty evaluation systems, for example,
evaluate the performance of faculty in teaching terms, not learning
terms. An instructor is typically evaluated by her peers or dean on the
basis of whether her lectures are organized, whether she covers the
appropriate material, whether she shows interest in and understanding
of her subject matter, whether she is prepared for class, and whether
she respects her students' questions and comments. All these factors
evaluate the instructor's performance in teaching terms. They do not
raise the issue of whether students are learning, let alone demand
evidence of learning or provide for its reward.
Many institutions construe teaching almost
entirely in terms of lecturing. A true story makes the point. A biology
instructor was experimenting with collaborative methods of instruction
in his beginning biology classes. One day his dean came for a site
visit, slipping into the back of the room. The room was a hubbub of
activity. Students were discussing material enthusiastically in small
groups spread out across the room; the instructor would observe each
group for a few minutes, sometimes making a comment, sometimes just
nodding approval. After 15 minutes or so the dean approached the
instructor and said, "I came today to do your evaluation. I'll come
back another time when you're teaching."
In the Instruction Paradigm, teaching is
judged on its own terms; in the Learning Paradigm, the power of an
environment or approach is judged in terms of its impact on learning.
If learning occurs, then the environment has power. If students learn
more in environment A than in environment B, then A is more powerful
than B. To know this in the Learning Paradigm we would assess student
learning routinely and constantly.
Institutional outcomes assessment is
analogous to classroom assessment, as described by K. Patricia Cross
and Thomas Angelo. In our own experience of classroom-assessment
training workshops, teachers share moving stories about how even
limited use of these techniques has prompted them to make big changes
in their teaching, sometimes despite years of investment in a previous
practice. Mimi Steadman, in a recent study of community college
teachers using classroom assessment, found that "eighty-eight percent
of faculty surveyed reported that they had made changes in their
teaching behaviors as a result." This at first was startling to us. How
could such small amounts of information produce such large changes in
teacher behavior? Upon reflection, it became clear. The information was
feedback about learning, about results--something teachers rarely
collect. Given information that their students were not learning, it
was obvious to these teachers that something had to be done about the
methods they had been using. Likewise, we think, feedback on learning
results at the institutional level should have a correspondingly large
impact on an institution's behavior and on the means it uses to produce
learning.
Of course, some will argue, true education
simply cannot be measured. You cannot measure, for example, true
appreciation of the beauty of a work of art. Certainly some learning is
difficult, even impossible to measure. But it does not follow that
useful and meaningful assessment is impossible.
If we compare outcomes assessment with the
input measures controlling policy in the Instruction Paradigm, we find
that measures of outcome provide far more genuine information about
learning than do measures of input. Learning outcomes include whatever
students do as a result of a learning experience. Any measurement of
students' products from an educational experience is a measure of a
learning outcome. We could count the number of pages students write,
the number of books they read, their number of hours at the computer,
or the number of math problems they solve.
Of course, these would be silly methods to
determine institutional incentives, and we do not recommend them. Any
one of them, however, would produce more useful information on learning
than the present method of measuring inputs and ignoring outcomes. It
would make more sense to fund a college on the number of math problems
students solve, for example, than to fund it on the number of students
who sit in math classes. We suspect that any system of institutional
incentives based on outcomes would lead to greater learning than any
system of incentives based on inputs. But we need not settle for a
system biased toward the trivial. Right now, today, we can construct a
good assessment regime with the tools we have at hand.
The Learning Paradigm requires us to heed the
advice of the Wingspread Group: "New forms of assessment should focus
on establishing what college and university graduates have learned--the
knowledge and skill levels they have achieved and their potential for
further independent learning."
TEACHING/LEARNING STRUCTURES
By structures we mean those features of an
organization that are stable over time and that form the framework
within which activities and processes occur and through which the
purposes of the organization are achieved. Structure includes the
organization chart, role and reward systems, technologies and methods,
facilities and equipment, decision-making customs, communication
channels, feedback loops, financial arrangements, and funding streams.
Peter Senge, in The Fifth Discipline, a book
about applying systems theory to organizational learning, observes that
institutions and their leaders rarely focus their attention on systemic
structures. They seldom think, he says, to alter basic structures in
order to improve organizational performance, even though those
structures generate the patterns of organizational action and determine
which activities and results are possible. Perhaps the recent talk
about restructuring, re-engineering, and reinvention in higher
education reflects a change in focus and a heightened awareness of both the constraining and liberating power of organizational structures.
There is good reason to attend to structure.
First, restructuring offers the greatest hope for increasing
organizational efficiency and effectiveness. Structure is leverage. If
you change the structure in which people work, you increase or decrease the leverage applied to their efforts. A change in structure can either increase productivity or change
the nature of organizational outcomes. Second, structure is the
concrete manifestation of the abstract principles of the organization's
governing paradigm. Structures reflecting an old paradigm can frustrate
the best ideas and innovations of new-paradigm thinkers. As the
governing paradigm changes, so likewise must the organization's
structures.
In this section, we focus on the main
structures related to the teaching and learning process; funding and
faculty role structures are discussed later under separate headings.
The teaching and learning structure of the
Instruction Paradigm college is atomistic. In its universe, the "atom"
is the 50-minute lecture, and the "molecule" is the one-teacher,
one-classroom, three-credit-hour course. From these basic units the
physical architecture, the administrative structure, and the daily
schedules of faculty and students are built. Dennis McGrath and Martin
Spear, professors at the Community College of Philadelphia, note that
"education proceeds everywhere through the vehicle of the three-credit
course. Faculty members [and everyone else, we might add] have so
internalized that constraint that they are long past noticing that it
is a constraint, thinking it part of the natural order of things."
The resulting structure is powerful and
rigid. It is, of course, perfectly suited to the Instruction Paradigm
task of offering one-teacher, one-classroom courses. It is antithetical
to creating almost any other kind of learning experience. A sense of
this can be obtained by observing the effort, struggle, and
rule-bending required to schedule even a slightly different kind of
learning activity, such as a team-taught course.
In the "educational atomism" of the
Instruction Paradigm, the parts of the teaching and learning process
are seen as discrete entities. The parts exist prior to and independent
of any whole; the whole is no more than the sum of the parts, or even
less. The college interacts with students only in discrete, isolated
environments, cut off from one another because the parts--the
classes--are prior to the whole. A "college education" is the sum the
student's experience of a series of discrete, largely unrelated,
three-credit classes.
In the Instruction Paradigm, the teaching and
learning process is governed by the further rule that time will be held
constant while learning varies. Although addressing public elementary
and secondary education, the analysis of the National Commission on
Time and Learning nonetheless applies to colleges:
Time is learning's warden. Our time-bound
mentality has fooled us all into believing that schools can educate all
of the people all of the time in a school year of 180 six-hour days. .
. .If experience, research, and common sense teach nothing else, they
confirm the truism that people learn at different rates, and in
different ways with different subjects. But we have put the cart before
the horse: our schools . . . .are captives of clock and calendar. The
boundaries of student growth are defined by schedules . . . instead of
standards for students and learning.
Under the rule of time, all classes start and
stop at the same time and take the same number of calendar weeks. The
rule of time and the priority of parts affect every instructional act
of the college.
Thus it is, for example, that if students
come into college classes "unprepared," it is not the job of the
faculty who teach those classes to "prepare" them. Indeed, the
structure of the one-semester, three-credit class makes it all but
impossible to do so. The only solution, then, is to create new courses
to prepare students for the existing courses; within the Instruction
Paradigm, the response to educational problems is always to generate
more atomized, discrete instructional units. If business students are
lacking a sense of ethics, then offer and require a course in business
ethics. If students have poor study skills, then offer a "master
student" course to teach such skills.
Instruction Paradigm colleges atomistically
organize courses and teachers into departments and programs that rarely
communicate with one another. Academic departments, originally
associated with coherent disciplines, are the structural home bases for
accomplishing the essential work of the college: offering courses.
"Departments have a life of their own," notes William D. Schaefer,
professor of English and former executive vice chancellor at UCLA. They
are "insular, defensive, self-governing, [and] compelled to protect
their interests because the faculty positions as well as the courses
that justify funding those positions are located therein."
Those globally applicable skills that are the
foundation of meaningful engagement with the world--reading, writing,
calculating, reasoning--find a true place in this structure only if
they have their own independent bases: the English or math or reading
departments. If students cannot reason or think well, the college
creates a course on reasoning and thinking. This in turn produces
pressure to create a corresponding department. "If we are not careful,"
warns Adam Sweeting, director of the Writing Program at the
Massachusetts School of Law at An-dover, "the teaching of critical
thinking skills will become the responsibility of one university
department, a prospect that is at odds with the very idea of a
university."
Efforts to extend college-level reading,
writing, and reasoning "across the curriculum" have largely failed. The
good intentions produced few results because, under the Instruction
Paradigm, the teacher's job is to "cover the material" as outlined in
the disciplinary syllabus. The instructor charged with implementing
writing or reading or critical thinking "across the curriculum" often
must choose between doing her job or doing what will help students
learn--between doing well, as it were, or doing good.
From the point of view of the Learning
Paradigm, these Instruction Paradigm teaching and learning structures
present immense barriers to improving student learning and success.
They provide no space and support for redesigned learning environments
or for experimenting with alternative learning technologies. They don't
provide for, warrant, or reward assessing whether student learning has
occurred or is improving.
In a Learning Paradigm college, the structure
of courses and lectures becomes dispensable and negotiable. Semesters
and quarters, lectures, labs, syllabi--indeed, classes
themselves--become options rather than received structures or mandatory
activities. The Learning Paradigm prescribes no one "answer" to the
question of how to organize learning environments and experiences. it
supports any learning method and structure that works, where "works" is
defined in terms of learning outcomes, not as the degree of conformity
to an ideal classroom archetype. In fact, the Learning Paradigm
requires a constant search for new structures and methods that work
better for student learning and success, and expects even these to be
redesigned continually and to evolve over time.
The transition from Instruction Paradigm to
Learning Paradigm will not be instantaneous. It will be a process of
gradual modification and experimentation through which we alter many
organizational parts in light of a new vision for the whole. Under the
Instruction Paradigm, structures are assumed to be fixed and immutable;
there is no ready means for achieving the leverage needed to alter
them. The first structural task of the Learning Paradigm, then, is to
establish such leverage.
The key structure for changing the rest of
the system is an institutionwide assessment and information system--an
essential structure in the Learning Paradigm, and a key means for
getting there. It would provide constant, useful feedback On
institutional performance. It would track transfer, graduation, and
other completion rates. It would track the flow of students through
learning stages (such as the achievement of basic skills) and the
development of in-depth knowledge in a discipline. It would measure the
knowledge and skills of program completers and graduates. It would
assess learning along many dimensions and in many places and stages in
each student's college experience.
To be most effective, this assessment system
would provide public institution-al-level information. We are not
talking about making public the status of individual students by name,
but about making the year-to-year graduation rate--or the mean score of
graduating seniors on a critical thinking assessment, for
example--"public" in the sense that they are available to everyone in
the college community. Moreover, in the Learning Paradigm college, such
data are routinely talked about and acted upon by a community ever
dedicated to improving its own performance.
The effectiveness of the assessment system
for developing alternative learning environments depends in part upon
its being external to learning programs and structures. While in the
Instruction Paradigm students are assessed and graded within a class by
the same instructor responsible for teaching them, in the Learning
Paradigm much of the assessment would be independent of the learning
experience and its designer, somewhat as football games are independent
measures of what is learned in football practice. Course grades alone
fail to tell us what students know and can do; average grades assigned
by instructors are not reliable measures of whether the institution is
improving learning.
Ideally, an institution's assessment program
would measure the "value-added" over the course of students' experience
at the college. Student knowledge and skills would be measured upon
entrance and again upon graduation, and at intermediate stages such as
at the beginning and completion of major programs. Students could then
be acknowledged and certified for what they have learned; the same
data, aggregated, could help shift judgments of institutional quality
from inputs and resources to the value-added brought to student
learning by the college.
The college devoted to learning first
identifies the knowledge and skills it expects its graduates to
possess, without regard to any particular curriculum or educational
experiences. It then determines how to assess them reliably. It
assesses graduating students, and the resulting information is then
used to redesign and improve the processes and environments leading to
such outcomes. In this manner, enhancing intellectual skills such as
writing and problem solving and social skills such as effective team
participation become the project of all learning programs and
structured experiences. The whole would govern the parts.
Information from a sophisticated assessment
system will gradually lead to the transformation of the college's
learning environments and supporting structures. Such a system seeks
out "best practice" benchmarks against which improvements in
institutional performance can be measured in learning terms. It is the
foundation for creating an institutional capacity to develop ever more
effective and efficient ways of empowering learning. It becomes the
basis for generating revenue or funding according to learning results
rather than hours of instruction. Most importantly, it is the key to
the college's and its staff's taking responsibility for and enjoying
the progress of each student's education.
Instead of fixing the means--such as lectures
and courses--the Learning Paradigm fixes the ends, the learning
results, allowing the means to vary in its constant search for the most
effective and efficient paths to student learning. Learning outcomes
and standards thus would be identified and held to for all students--or
raised as learning environments became more powerful--while the time
students took to achieve those standards would vary. This would reward
skilled and advanced students with speedy progress while enabling less
prepared students the time they needed to actually master the material.
By "testing out," students could also avoid wasting their time being
"taught" what they already know. Students would be given "credit" for
degree-relevant knowledge and skills regardless of how or where or when
they learned them.
In the Learning Paradigm, then, a college
degree would represent not time spent and credit hours dutifully
accumulated, but would certify that the student had demonstrably
attained specified knowledge and skills. Learning Paradigm institutions
would develop and publish explicit exit standards for graduates and
grant degrees and certificates only to students who met them. Thus
colleges would move away from educational atomism and move toward
treating holistically the knowledge and skills required for a degree.
LEARNING THEORY
The Instruction Paradigm frames learning
atomistically. In it, knowledge, by definition, consists of matter
dispensed or delivered by an instructor. The chief agent in the process
is the teacher who delivers knowledge; students are viewed as passive
vessels, ingesting knowledge for recall on tests. Hence, any expert can
teach. Partly because the teacher knows which chunks of knowledge are
most important, the teacher controls the learning activities. Learning
is presumed to be cumulative because it amounts to ingesting more and
more chunks. A degree is awarded when a student has received a
specified amount of instruction.
The Learning Paradigm frames learning
holistically, recognizing that the chief agent in the process is the
learner. Thus, students must be active discoverers and constructors of
their own knowledge. In the Learning Paradigm, knowledge consists of
frameworks or wholes that are created or constructed by the learner.
Knowledge is not seen as cumulative and linear, like a wall of bricks,
but as a nesting and interacting of frameworks. Learning is revealed
when those frameworks are used to understand and act. Seeing the whole
of something--the forest rather than the trees, the image of the
newspaper photo rather than its dots--gives meaning to its elements,
and that whole becomes more than a sum of component parts. Wholes and
frameworks can come in a moment--a flash of insight--often after much
hard work with the pieces, as when one suddenly knows how to ride a
bicycle.
In the Learning Paradigm, learning
environments and activities are learner-centered and
learner-controlled. They may even be "teacherless." While teachers will
have designed the learning experiences and environments students
use--often through teamwork with each other and other staff--they need
not be present for or participate in every structured learning
activity.
Many students come away from college with a
false notion of what learning is and come to believe falsely that
learning-at least for some subjects--is too difficult for them. Many
students cruise through schools substituting an ersatz role-playing
exercise for learning.
The first time I (Barr) studied calculus as a
college freshman, I did well by conventional standards. However, while
I could solve enough problems to get A's on exams, I really didn't feel
that I understood the Limit Theorem, the derivative, or much else. But
15 years later, after having completed college and graduate school and
having taught algebra and geometry in high school, I needed to relearn
calculus so that I could tutor a friend. In only two, albeit intense,
days, I relearned--or really learned for the first time, so it
seemed--two semesters of calculus. During those days, I wondered how I
ever thought calculus was difficult and why I didn't see the Limit
Theorem and derivative for the simple, obvious things they are.
What was the difference between my first
learning of calculus and the second? It certainly wasn't a higher IQ.
And I don't think it was because I learned or remembered much from the
first time. I think it was that I brought some very powerful
intellectual frameworks to the learning the second time that I didn't
have the first time. Having taught algebra and geometry, I had learned
their basic structure, that is, the nature of a mathematical system. I
had learned the lay of the land, the whole. Through many years of
schooling and study, I had also learned a number of other frameworks
that were useful for learning calculus. Thus learning calculus the
second time within these "advanced" frameworks was easy compared to
learning, or trying to learn, calculus without them as I did as a
freshman.
So much of this is because the "learning"
that goes on in Instruction Paradigm colleges frequently involves only
rudimentary, stimulus-response relationships whose cues may be coded
into the context of a particular course but are not rooted in the
student's everyday, functioning understanding.
The National Council on Vocational Education
summarizes the consequences in its 1991 report, Solutions: "The result
is fractionation, or splitting into pieces: having to learn
disconnected sub-routines, items, and sub-skills without an
understanding of the larger context into which they fit and which gives
them meaning." While such approaches are entirely consistent with
educational atomism, they are at odds with the way we think and learn.
The same report quotes Sylvia Farnham-Diggory's summary of contemporary
research: "Fractionated instruction maximizes forgetting, inattention,
and passivity. Both children and adults acquire knowledge from active
participation in holistic, complex, meaningful environments organized
around long-term goals. Today's school programs could hardly have been
better designed to prevent a child's natural learning system from
operating."
The result is that when the contextual cues
provided by the class disappear at the end of the semester, so does the
learning. Howard Gardner points out that "researchers at Johns Hopkins,
MIT, and other well-regarded universities have documented that students
who receive honor grades in college-level physics courses are
frequently unable to solve basic problems and questions encountered in
a form slightly different from that on which they have been formally
instructed and tested."
The Learning Paradigm embraces the goal of
promoting what Gardner calls "education for understanding"-"a
sufficient grasp of concepts, principles, or skills so that one can
bring them to bear on new problems and situations, deciding in which
ways one's present competencies can suffice and in which ways one may
require new skills or knowledge." This involves the mastery of
functional, knowledge-based intellectual frameworks rather than the
short-term retention of fractionated, contextual cues.
The learning theory of the Instruction
Paradigm reflects deeply rooted societal assumptions about talent,
relationships, and accomplishment: that which is valuable is scarce;
life is a win-lose proposition; and success is an individual
achievement. The Learning Paradigm theory of learning reverses these
assumptions.
Under the Instruction Paradigm, faculty
classify and sort students, in the "worst cases into those who are
"college material" and those who cannot "cut it," since intelligence
and ability are scarce. Under the Learning Paradigm, faculty--and
everybody else in the institution--are unambiguously committed to each
student's success. The faculty and the institution take an R.
Buckminster Fuller view of students: human beings are born geniuses and
designed for success. If they fail to display their genius or, fail to
succeed, it is because their design function is being thwarted. This
perspective is founded not in wishful thinking but in the best evidence
about the real capabilities of virtually all humans for learning. As
the Wingspread Group points out, "There is growing research evidence
that all students can learn to much higher standards than we now
require." In the Learning Paradigm, faculty find ways to develop every
student's vast talents and clear the way for every student's success.
Under the Instruction Paradigm, the classroom
is competitive and individualistic, reflecting a view that life is a
win-lose proposition. The requirement that the students must achieve
individually and solely through their own efforts reflects the belief
that success is an individual accomplishment. In the Learning Paradigm,
learning environments-while challenging--are win-win environments that
are cooperative, collaborative, and supportive. They are designed on
the principle that accomplishment and success are the result of
teamwork and group efforts, even when it appears one is working alone.
PRODUCTIVITY AND FUNDING
Under the Instruction Paradigm, colleges
suffer from a serious design flaw--they are structured in such a way
that they cannot increase their productivity without diminishing the
quality of their product. In the Instruction Paradigm, productivity is
defined as cost per hour of instruction per student. In this view, the
very quality of teaching and learning is threatened by any increase in
the student-to-faculty ratio.
Under the Learning Paradigm, productivity is
redefined as the cost per unit of learning per student. Not
surprisingly, there is as yet no standard statistic that corresponds to
this notion of productivity. Under this new definition, however, it is
possible to increase out-comes without increasing costs. An abundance
of research shows that alternatives to the traditional semester-length,
classroom-based lecture method produce more learning. Some of these
alternatives are less expensive; many produce more learning for the
same cost. Under the Learning Paradigm, producing more with less
becomes possible because the more that is being produced is learning
and not hours of instruction. Productivity, in this sense, cannot even
be measured in the Instruction Paradigm college. All that exists is a
measure of exposure to instruction.
Given the Learning Paradigm's definition,
increases in productivity pose no threat to the quality of education.
Unlike the current definition, this new definition requires that
colleges actually produce learning. Otherwise, there is no "product" to
count in the productivity ratio.
But what should be the definition of "unit of
learning" and how can it be measured? A single, permanent answer to
that question does not and need not exist. We have argued above that
learning, or at least the effects of learning, can be measured,
certainly well enough to determine what students are learning and
whether the institution is getting more effective and efficient at
producing it.
The Instruction Paradigm wastes not only
institutional resources but the time and energy of students. We waste
our students' time with registration lines, bookstore lines, lock-step
class scheduling, and redundant courses and requirements. We do not
teach them to learn efficiently and effectively. We can do a lot, as D.
Bruce Johnstone, former chancellor of SUNY, suggests, to reduce the
false starts and aimless "drift" of students that slow their progress
toward a degree.
Now let's consider how colleges are funded.
One of the absurdities of current funding formulas is that an
institution could utterly fail its educational mission and yet its
revenue would remain unaffected. For example, attendance at public
colleges on the semester system is measured twice, once in the fall and
again in the spring. Normally, at California community colleges, for
example, about two-thirds of fall students return for the spring term.
New students and returning stop-outs make up for the one-third of fall
students who leave. Even if only half--or none at all--returned, as
long as spring enrollments equal those of the fall, these institutions
would suffer no loss of revenue.
There is no more powerful feedback than
revenue. Nothing could facilitate a shift to the Learning Paradigm more
swiftly than funding learning and learning-related institutional
outcomes rather than hours of instruction. The initial response to the
idea of outcomes-based funding is likely to be "That's not possible."
But, of course, it is. As the new paradigm takes hold, forces and
possibilities shift and the impossible becomes the rule.
NATURE OF ROLES
With the shift to the Learning Paradigm comes a change in roles for virtually all college employees.
In the Instruction Paradigm, faculty are
conceived primarily as disciplinary experts who impart knowledge by
lecturing. They are the essential feature of the "instructional
delivery system." The Learning Paradigm, on the other hand, conceives
of faculty as primarily the designers of learning environments; they
study and apply best methods for producing learning and student
success.
If the Instruction Paradigm faculty member is
an actor--a sage on a stage--then the Learning Paradigm faculty member
is an inter-actor--a coach interacting with a team. If the model in the
Instruction Paradigm is that of delivering a lecture, then the model in
the Learning Paradigm is that of designing and then playing a team
game. A coach not only instructs football players, for example, but
also designs football practices and the game plan; he participates in
the game itself by sending in plays and making other decisions. The new
faculty role goes a step further, however, in that faculty not only
design game plans but also create new and better "games," ones that
generate more and better learning.
Roles under the Learning Paradigm, then,
begin to blur. Architects of campus buildings and payroll clerks alike
will contribute to and shape the environments that empower student
learning. As the role structures of colleges begin to loosen up and as
accountability for results (learning) tightens up, organizational
control and command structures will change.
Teamwork and shared governance over time replace the line governance
and independent work of the Instruction Paradigm's hierarchical and
competitive organization.
In the Learning Paradigm, as colleges specify
learning goals and focus on learning technologies, interdisciplinary
(or nondisciplinary) task groups and design teams become a major
operating mode. For example, faculty may form a design team to develop
a learning experience in which students networked via computers learn
to write about selected texts or on a particular theme.
After developing and testing its new learning
module, the design team may even be able to let students proceed
through it without direct faculty contact except at designated points.
Design teams might include a variety of staff: disciplinary experts,
information technology experts, a graphic designer, and an assessment
professional. Likewise, faculty and staff might form functional teams
responsible for a body of learning outcomes for a stated number of
students. Such teams could have the freedom that no faculty member has
in today's atomized framework, that to organize the learning
environment in ways that maximize student learning.
MEETING THE CHALLENGE
Changing paradigms is hard. A paradigm gives
a system integrity and allows it to function by identifying what counts
as information within the infinite ocean of data in its environment.
Data that solve problems that the paradigm identifies as important are
information; data that are irrelevant to those problems are simply
noise, static. Any system will provide both channels for transmitting
information relevant to the system and filters to reduce noise.
Those who want to change
the paradigm governing an institution are--from the institution's point
of view--people who are listening to the noise and ignoring the
information. They appear crazy or out of touch. The quartz watch was
invented by the Swiss. But the great Swiss watchmakers responded to the
idea of gearless timepieces in essentially the same way that the
premiere audience responded to Stravinsky's The Rite of Spring. They
threw tomatoes. They hooted it off the stage.
The principle also operates in the other
direction. From the point of view of those who have adopted a new
paradigm, the institution comes to sound like a cacophony-generating
machine, a complex and refined device for producing more and louder
noise. From the perspective of the governing paradigm, the advocates of
the insurgent paradigm seem willing to sacrifice the institution itself
for pie-in-the-sky nonsense. But from the perspective of the
insurgents, the defenders of the present system are perpetuating a
system that no longer works.
But paradigms do change. The Church admits Galileo was right. The Rite of Spring has become an old war-horse. Paradigms can even change quickly. Look at your watch.
Paradigms change
when the ruling paradigm loses its capacity to solve problems and
generate a positive vision of the future. This we very much see today.
One early sign of a paradigm shift is an attempt to use the tools and
ideas of a new paradigm within the framework provided by the old, or to
convey information intelligible in the new paradigm through the
channels of the old. This, too, is now happening.
In our experience, people will suffer the turbulence and uncertainty of change if it promises a better way to accomplish work they value. The shift to the Learning Paradigm represents such an opportunity.
The Learning Paradigm doesn't answer all the
important questions, of course. What it does do is lead us to a set of
new questions and a domain of possible responses. What knowledge,
talents, and skills do college graduates need in order to live and work
fully? What must they do to master such knowledge, talents, and skills?
Are they doing those things? Do students find in our colleges a
coherent body of experiences that help them to become competent,
capable, and interesting people? Do they understand what they've
memorized? Can they act on it? Has the experience of college made our
students flexible and adaptable learners, able to thrive in a knowledge
society?
How do you begin to move to the new paradigm?
Ultimately, changing paradigms means doing everything differently. But
we can suggest three areas where changes--even small ones--can create
leverage for larger change in the future.
First, you begin by speaking. You begin to
speak within the new paradigm. As we come to understand the Learning
Paradigm, we must make our understanding public. Stop talking about the
"quality of instruction" or the "instructional program." Instead, talk
about what it takes to produce "quality learning" and refer to the
college's "learning programs." Instead of speaking of "instructional
delivery," speak about "learning outcomes."
The primary reason the Instruction Paradigm
is so powerful is that it is invisible. Its incoherencies and
deficiencies appear as inherent qualities of the world. If we come to
see the Instruction Paradigm as a product of our own assumptions and
not a force of nature, then we can change
it. Only as you begin to experiment with the new language will you
realize just how entrenched and invisible the old paradigm is. But as
you and your colleagues begin to speak the new language, you will then
also begin to think and act out of the new paradigm.
Second, if we begin to talk about the
"learning outcomes" of existing programs, we'll experience frustration
at our nearly complete ignorance of what those outcomes are--the
Learning Paradigm's most important category of information is one about
which we know very little now. The place to start the assessment of
learning outcomes is in the conventional classroom; from there, let the
practice grow to the program and institutional levels. In the Learning
Paradigm, the key structure that provides the leverage to change
the rest is a system for requiring the specification of learning
outcomes and their assessment through processes external to
instruction. The more we learn about the outcomes of existing programs,
the more rapidly they will change.
Third, we should address the legally
entrenched state funding mechanisms that fund institutions on the basis
of hours of instruction. This powerful external force severely
constrains the kinds of changes that an institution can make. It
virtually limits them to changes within classrooms, leaving intact the
atomistic one-teacher, one-classroom structure. We need to work to have
state legislatures change the funding
formulas of public colleges and universities to give institutions the
latitude and incentives to develop new structures for learning.
Persuading legislators and governors should not be hard; indeed, the
idea of funding colleges for results rather than seat time has an
inherent political attractiveness. It is hard to see why legislators
would resist the concept that taxpayers should pay for what they get
out of higher education, and get what they pay for.
Try this thought experiment. Take a team of
faculty at any college--at your college--and select a group of students
on some coherent principle, any group of students as long as they have
something in common. Keep the ratio of faculty to students the same as
it already is. Tell the faculty team, "We want you to create a program
for these students so that they will improve significantly in the
following knowledge and cognitive skills by the end of one year. We
will assess them at the beginning and assess them at the end, and we
will tell you how we are going to do so. Your task is to produce
learning with these students. In doing so, you are not constrained by
any of the rules or regulations you have grown accustomed to. You are
free to organize the environment in any way you like. The only thing
you are required to do is to produce the desired result--student
learning."
We have suggested this thought experiment to
many college faculty and asked them whether, if given this freedom,
they could design a learning environment that would get better results
than what they are doing now. So far, no one has answered that question
in the negative. Why not do it?
The change that is required to address today's challenges is not vast or difficult or expensive. It is a small thing. But it is a small change that changes everything. Simply ask, how would we do things differently if we put learning first? Then do it.
Those who say it can't be done frequently
assert that environments that actually produce learning are too
expensive. But this is clearly not true. What we are doing now is too
expensive by far. Today, learning is prohibitively expensive in higher
education; we simply can't afford it for more and more of our students.
This high cost of learning is an artifact of the Instruction Paradigm.
It is simply false to say that we cannot afford to give our students
the education they deserve. We can, but we will not as long as we allow
the Instruction Paradigm to dominate our thinking. The problem is not
insoluble. However, to paraphrase Albert Einstein, we cannot solve our
problem with the same level of thinking that created it.
Buckminster Fuller used to say that you should never try to change
the course of a great ship by applying force to the bow. You shouldn't
even try it by applying force to the rudder. Rather you should apply
force to the trim-tab. A trim-tab is a little rudder attached to the
end of the rudder. A very small force will turn it left, thus moving
the big rudder to the right, and the huge ship to the left. The shift
to the Learning Paradigm is the trim-tab of the great ship of higher
education. It is a shift that changes everything.
CHART I COMPARING EDUCATIONAL PARADIGMS The Instruction Paradigm The Learning Paradigm Mission and Purposes * Provide/deliver instruction * Produce learning * Transfer knowledge from faculty * Elicit student discovery and to students construction of knowledge * Offer courses and programs * Create powerful learning environments * Improve the quality of * Improve the quality of instruction learning * Achieve access for diverse * Achieve success for diverse students students Criteria for Success * Inputs, resources * Learning and student-success outcomes * Quality of entering students * Quality of exiting students * Curriculum development, * Learning technologies expansion development, expansion * Quantity and quality of * Quantity and quality of resources outcomes * Enrollment, revenue growth * Aggregate learning growth, efficiency * Quality of faculty, instruction * Quality of students, learning Teaching/Learning Structures * Atomistic; parts prior to whole * Holistic; whole prior to parts * Time held constant, learning * Learning held constant, time varies varies * 50-minute lecture, 3-unit course * Learning environments * Classes start/end at same time * Environment ready when student is * One teacher, one classroom * Whatever learning experience works * Independent disciplines, * Cross discipline/department departments collaboration * Covering material * Specified learning results * End-of-course assessment * Pre/during/post assessments * Grading within classes by * External evaluations of instructors learning * Private assessment * Public assessment * Degree equals accumulated credit * Degree equals demonstrated hours knowledge and skills Learning Theory * Knowledge exists "out there" * Knowledge exists in each person's mind and is shaped by individual experience * Knowledge comes in "chunks" and * Knowledge is constructed, "bits" delivered by instructors created, and "gotten" * Learning is cumulative and * Learning is a nesting and linear interacting of frameworks * Fits the storehouse of * Fits learning how to ride a knowledge metaphor bicycle metaphor * Learning is teacher centered * Learning is student centered and controlled and controlled * "Live" teacher, "live" students * "Active" learner required, required but not "live" teacher * The classroom and learning are * Learning environments and competitive and individualistic learning are cooperative, collaborative, and supportive * Talent and ability are rare * Talent and ability are abundant Productivity/Funding * Definition of productivity: cost * Definition of productivity: per hour of instruction per cost per unit of learning student per student * Funding for hours of instruction * Funding for learning outcomes Nature of Roles * Faculty are primarily lecturers * Faculty are primarily designers of learning methods and environments * Faculty and students act * Faculty and students work in independently and in isolation teams with each other and other staff * Teachers classify and sort * Teachers develop every students student's competencies and talents * Staff serve/support faculty and * All staff are educators who the process of instruction produce student learning and success * Any expert can teach * Empowering learning is challenging and complex * Line governance; independent * Shared governance; teamwork actors
ILLUSTRATIONS
~~~~~~~~ By ROBERT B. BARR AND JOHN TAGG
Robert B. Barr is director of
institutional research and planning and John Tagg is associate
professor of English at Palomar College, San Marcos, California.
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